The world of investment as we previously knew has altered. Changes that came with the previous year, have left marks on everyone, and companies have had a lot to deal…

How were OTC securities placed five years ago?Around the past five years, brokers all over the nation have tightened compliance to the point where no one is allowed to deposit…

A gypsy swap represents a way of raising capital that entails encouraging existing stockholders to swap their free trading common stock into restricted stock. This kind of transaction-gypsy swap, stock…

This kind of action, stock promotion, in the first place affects investors then restricts capital development, and in the end undermines effective pricing methods throughout all markets. So stock advertising…

According to the SEC, a penny stock is any share of a publicly traded corporation that trades for less than $5. In addition, the market cap of these firms is…

The SEC amended Exchange Act Rule 15c2-11, which is a crucial element of the over-the-counter (OTC) market regulatory system. The changes are intended to improve the rule, which was last…

Regulation A, generally known as Reg A, exempts public offerings from registration. However, the disclosures needed within this exemption are analogous to those needed in registered offerings. Companies that take…

For beginners, putting together a profitable investment portfolio is a difficult undertaking, but there are plenty of ways to do so. The ideal strategy for a given investor will be…

If you want to sell restricted, unregistered, or control securities in a public market, you will need to get an exemption from the SEC’s (The Securities and Exchange Commission) registration…

To trade on the exchanges, any security or stock requires a market of sellers and buyers. So, what are their main role, and who the market makers are?  They are traders, sort of speaking…